Maintain an Effective Compliance Program While Keeping Your Sanity
Being a compliance officer requires us to constantly open our eyes to new information. New regulations, better ways of getting our job done, and experimenting with innovative tools to optimize our performance. It’s a relatively new field that is always changing in an industry that is as dynamic as ever.
There are a lot of things that every compliance officer should know. For example, according to every current corporate integrity agreement (CIA) I’ve read, a compliance officer “shall not be subordinate to the General Counsel or Chief Financial Officer or have any responsibilities that involve acting in any capacity as legal counsel or supervising legal counsel functions.”
A comprehensive list of everything a compliance officer should know could fill a book the size of a dictionary. However, for the sake of brevity, there are 7 crucial things, that every compliance officer should know, and implement, to achieve an effective compliance program and maintain sanity.
Download our free checklist and learn how to:
- Understand the Business You’re in and Where Compliance Fits
- Build Trusting Relationships with Coworkers
- Use Tools to Make Your Life and Job a Lot Easier