Compliance Program Self-Assessment Checklist Bundle

Click on any checklist below to download.

Download Here

Training and Education Questions

This checklist helps you confirm whether staff understand expectations, receive timely education, and know exactly what to do when issues arise. 

Download Here

Risk Management Questions

This checklist helps you evaluate how well you identify, monitor, and mitigate compliance risk across departments and workflows. 
Download Here

Lines of Communication Questions

Use this checklist to review reporting mechanisms, hotline accessibility, escalation pathways, and how well your organization encourages transparency.