What the DOJ Advises for Incident Reporting and Management.

Any compliance program worth its salt should be designed to prevent, detect and correct incidents of non-compliance. But the work involved to design such a compliance program isn’t so clear cut.

However, The U.S. Department of Justice’s recent guidance on the evaluation of corporate compliance programs provided a significant amount of insight on how to achieve this goal. In fact, after thoroughly digesting the guidance, we should all now have a clearer path to creating effective processes for reporting, investigating, tracking and resolving incidents of non-compliance.

But thoroughly digesting every piece of guidance, then putting them into practice is tough, especially if you don't have the right tools needed to succeed. Which is why we’ll be hosting a new webinar, “How to Comply with the DOJ’s Guidance on Incident Reporting and Management,” where we’ll show you how Compliance Manager can help you meet the DOJ’s new guidance, including:

• Reporting Hotlines (or Intake of Reports) of Potential Non-compliance
• Determining Which Complaints or Red Flags Merit Further Investigation
• Applying Timing Metrics to Ensure Responsiveness to Reported Incidents
• Identifying Changes to Reduce the Risk Recurring Issues