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Posts by CJ Wolf:

Trust is a valuable currency for compliance officers. The more individuals in your organization trust you, the more comfortable they’ll feel in coming to you with compliance violations or other compliance related matters. Some view compliance officers as obstacles in their way.

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What Compliance Officers Get Wrong

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I’m sure I don’t need to tell you that compliance involves a lot of moving parts these days. Tracking incidents, training, and monitoring are just a few basics of the position.

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Why I Love Being A Compliance Officer

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I get it. Being a compliance officer doesn’t sound all that thrilling to the general public. When I explain my job to friends, I can see their expressions glaze over as they struggle to suppress a yawn. Yet, as far as I’m concerned, my job is amazing.

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Reporting structure really matters in compliance. That’s why almost every CIA you read will mention reporting structure, specifically, that a compliance officer shouldn’t report to the general council or CFO. Compliance officers shouldn’t have a compliance/CFO role or a compliance/general council...

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