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Posts about compliance (81):

Reporting structure really matters in compliance. That’s why almost every CIA you read will mention reporting structure, specifically, that a compliance officer shouldn’t report to the general council or CFO. Compliance officers shouldn’t have a compliance/CFO role or a compliance/general council...

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Podcast: An Attorney Talks Compliance

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Nick Merkin, CEO of Compliagent, chatted with me from his home in sunny California about compliance from an attorney’s perspective. Merkin, a lawyer by training, spent the first ten years of his career in healthcare law, primarily in litigation defense. So he knows a thing or two about how to keep...

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